EB
Emilia Bailey
KESTRA ADVISORY SERVICES
Oklahoma City, OK 73120
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CRD#: 7505578
EB
Professional summary
Emilia Bailey, who also goes by Emilia Monroe, Lia Monroe, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Oklahoma City, Oklahoma and KESTRA INVESTMENT SERVICES, LLC located in Oklahoma City, Oklahoma.
Emilia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Emilia has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emilia Monroe | Lia Monroe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: OKLAHOMA FINANCIAL CENTER POSITION: Associate Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 04/03/2024 ADDRESS: 12436 Saint Andrews Dr., Oklahoma City OK 73120, United States DESCRIPTION: Perform asset allocation analysis necessary for client onboarding and portfolio reviews Create custom analyses of financial decisions Prepare presentations and other materials necessary for client meetings Perform research of investments that clients currently hold or may hold Answer routine client questions and service requests Name: KAS POSITION: Associate Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 04/03/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Draft financial plans Perform asset allocation analysis necessary for client onboarding and portfolio reviews Create custom analyses of financial decisions Prepare presentations and other materials necessary for client meetings Perform research of investments that clients currently hold or may hold Answer routine client questions and service requests Name: EMILIA BAILEY POSITION: Notary NATURE: Notary Services INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/28/2024 ADDRESS: 12436 Saint Andrews Dr, Oklahoma City OK 73120 DESCRIPTION: Serve as a notary for clients of Oklahoma Financial Center Name: PLATE COLLECTIVE POSITION: Vice Chair NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/08/2025 ADDRESS: 3355 S Purdue Ave, Oklahoma City OK 73179, United States DESCRIPTION: Support and guide PLATE Collective members through their provisional year by facilitating conversations, tracking participation, coordinating networking and service meet-ups, and representing the organization at community and advocacy events, including legislative days at the Capitol.
CRS (Client Relationship Summary) - RIA
Click below to view Emilia Bailey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 12436 St. Andrews Dr., Oklahoma City, OK 73120RIA
CRD#: 283330
Oklahoma City, OK
Current
February 12, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 12436 St. Andrews Dr., Oklahoma City, OK 73120BD
CRD#: 42046
Oklahoma City, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(10/14/2025)
RR
Oklahoma(4/3/2024)
IAR
Oklahoma(4/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/12/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
