Paul J. Toohey
Professional summary
Paul Jeremiah Toohey, AIF®, CFP® is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC located in Anaheim Hills, California and TCFG WEALTH MANAGEMENT, LLC located in Anaheim, California.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1974. Paul has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Jeremiah Toohey's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1985
Experience
October 6, 2017 - Present
TCFG INVESTMENT ADVISORS, LLC
Office #1: 140 S. Chaparral Court, Ste 130, Anaheim Hills, CA 92808October 6, 2017 - Present
TCFG WEALTH MANAGEMENT, LLC
Office #1: 140 S Chaparral Ct #130, Anaheim, CA 92808May 29, 2001 - December 31, 2017
THE PLANNERS NETWORK, INC.
November 17, 1999 - October 10, 2017
NATIONAL PLANNING CORPORATION
February 19, 1986 - November 16, 1999
MUTUAL SERVICE CORPORATION
March 29, 1985 - February 19, 1986
VALUE EQUITIES CORPORATION
May 28, 1980 - March 27, 1985
MUTUAL SERVICE CORPORATION
August 20, 1974 - September 29, 1979
AMERICAN EXPRESS FINANCIAL CORPORATION
August 20, 1974 - September 29, 1979
AMERIPRISE FINANCIAL SERVICES, LLC
August 20, 1974 - September 29, 1979
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2017)
(10/6/2017)
(10/6/2017)
(10/6/2017)
(1/7/2025)
(6/18/2024)
(1/14/2025)
(1/3/2025)
(6/8/2018)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 8/15/1974
Registered Representative ExaminationFINRA
Current Firm
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606 / SEC#: 801-77596
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,344 |
| AUM (Assets Under Management) | $ 575,111,609 |
Red Flags
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Company Information
TCFG INVESTMENT ADVISORS, LLC
CRD#: 166606Anaheim Hills, CA 92808TRUST BUT VERIFY
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