Claude Philippe Guilbaud
Professional Summary
Claude Philippe Guilbaud, who also goes by Philippe Guilbaud, is a registered financial advisor currently at DNB CARNEGIE, INC.. Claude is registered as a RR (Registered Representative) and started their career in finance in 2022. Claude has worked at 2 firms and has passed the Series 63 and Series 7TO exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Philippe Guilbaud
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
DNB CARNEGIE, INC. | DNB NOR MARKETS, INC. | DNB MARKETS, INC.
Contact Information
Main Address
30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001Mailing Address
30 Hudson Yards 81st Floor 500 West 33rd Street, New York, NY, 10001Phone Number
(332) 600-3993Established
New York since 01/10/2003Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DNB BANK ASA | SHAREHOLDER | — |
| BAKKE, HEGE SIMPSON | DIRECTOR | 7772894 |
| BEHNCKE, PETER ANDREAS | DIRECTOR | 6258377 |
| BORY, MELISSA NMN | CHIEF COMPLIANCE OFFICER | 5047640 |
| BREIVIK, THOMAS OLAV OPDAHL | DIRECTOR | 7207266 |
| FELKOWSKI, BRIAN | TREASURER | 5659117 |
| HOFFMANN, BEATE | DIRECTOR | 8208837 |
| JADICK, THEODORE SPENCER JR | PRESIDENT | 5847469 |
| KIRSCHENBLATT, CHAD | FINOP | 2503352 |
| MARKOWITZ, MICHAEL ERIC | SECRETARY | 7159750 |
| OPSTAD, MORTEN ALEXANDER | DIRECTOR | 6191217 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/21/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Claude Philippe Guilbaud's CRS (Customer Relationship Summary).
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