Connor O'keefe

TFB ADVISORS

Overland Park, KS 66211

Some features on this profile are disabled

CRD#: 7502736

Professional summary

Connor O'keefe is a registered financial advisor currently at TFB ADVISORS, LLC located in Overland Park, Kansas and AMERITAS INVESTMENT COMPANY, LLC located in Overland Park, Kansas.

Connor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Connor has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TAX FAVORED BENEFITS; SAME AS BRANCH; INV REL; FINANCIAL PLANNING; FINANCIAL ADVISOR; START DATE=01/2022; HRS/MO=180; TRADING HRS/MO=160; ATTEMPT TO OBTAIN NEW CLIENTS * TFB Advisors, LLC; same as branch; inv rel; Independent RIA; Investment Adviser Representative; start date=08/2022; hrs/mo=180; trading hrs/mo=180; IAR of Independent RIA * Connor O'Keefe Company, LLC; same as residence; inv rel; financial planning, investment management; Owner; start date=11/2024; hrs/mo=200; trading hrs/mo=140; continuing my daily responsibilities as a rep of AIC and TFB Advisors, set up for compensation/tax purposes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor O'keefe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2022 - Present

TFB ADVISORS, LLC

Office #1: 4801 West 110th Street Suite 200, Overland Park, KS 66211

RIA

CRD#: 321870

Overland Park, KS

Current

February 16, 2022 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 4801 W. 110th Street Ste 200, Overland Park, KS 66211

CRD#: 14869

Overland Park, KS

Past

March 18, 2022 - June 30, 2023

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TFB ADVISORS, LLC

CRD#: 321870 / SEC#: 801-126142

RIA

Registered Investment Advisory firm - (7/21/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(3/18/2022)

IAR

Kansas
(8/2/2022)

Missouri
(3/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/9/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/16/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/8/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

TFB ADVISORS, LLC

CRD#: 321870 / SEC#: 801-126142

RIA

Registered Investment Advisory firm - (7/21/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4801 West 110th Street Suite 200, Overland Park, KS 66211

Mailing Address

Phone number

(913) 648-5526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR TFB ADVISORS, LLC (9/24/2025)

Regulatory assets under management

Total Number of Accounts	3,047
AUM (Assets Under Management)	$ 859,559,702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Brown

D.A. DAVIDSON & CO.

IAR

Great Falls, MT

Brandon Hendricks

MARINER WEALTH

IAR

Commercial Point, OH

Hatem Dhiab

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

IAR

SANTA MONICA, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Connor O'keefe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor O'keefe's CRS (Customer Relationship Summary).

Certified licenses

Experience

TFB ADVISORS, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS ADVISORY SERVICES, LLC

Primary Firm SEC Registration

TFB ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/9/2022

Series 7TO

Date: 2/16/2022

SIE

Date: 8/8/2021

FINRA

Current Firm

TFB ADVISORS, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TFB ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors