JH
Julia M. Hershman
CETERA INVESTMENT ADVISERS LLC
MCHENRY, MD 21541
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CRD#: 7500749
JH
Professional summary
Julia Marie Hershman, who also goes by Julia Hershman, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mchenry, Maryland and CETERA INVESTMENT SERVICES LLC located in Mchenry, Maryland.
Julia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Julia has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Julia Hershman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. COACH FOR BEACHBODY; 2 HRS/WK 2. WEALTH ADVISOR ASSOCIATE FOR FIRST UNITED BANK AND TRUST IN THE WEALTH DEPARTMENT, DOES NOT PLACE OR HANDLE SECURITIES TRANSACTION, DOES NOT RECOMMEND SPECIFIC SECURITIES TRANSACTIONS NOR MAKE INVESTMENT DECISIONS, HELP CLIENTS ADMINISTER TRUST ACCOUNTS AND ASSIST IN ESTATE PLANNING, MANAGE PACKAGING AND SUBMISSIONS OF TRUST DOCUMENTS AND MAINTAIN TIMELY AND ACCURATE RECORDS FOR THE TRUST DEPARTMENT; HERSHMAN PRE-OWNED AUTO SALES, SECRETARY, 5/HRS/WK 3. SELLING CLOTHING ON POSHMARK; 1 HR/WK
CRS (Client Relationship Summary) - RIA
Click below to view Julia Marie Hershman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 38 Vacation Way, Mchenry, MD 21541RIA
CRD#: 105644
MCHENRY, MD
Current
March 2, 2022 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 38 Vacation Way, Mchenry, MD 21541BD
CRD#: 15340
Mchenry, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/31/2023)
RR
Georgia(11/2/2023)
RR
Hawaii(10/21/2024)
RR
Kansas(7/3/2025)
RR
Kentucky(7/9/2025)
RR
Maryland(3/3/2022)
IAR
Maryland(5/10/2022)
RR
Missouri(10/23/2023)
RR
North Carolina(10/16/2023)
RR
Ohio(2/15/2023)
RR
Pennsylvania(11/21/2022)
RR
Texas(6/11/2025)
IAR
Texas(6/11/2025)
RR
Virginia(7/9/2025)
RR
Washington(7/9/2025)
RR
West Virginia(5/23/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/2/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
