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BD

Brian P. Dempsey

PAVE SECURITIES
New York, NY 10016
Some features on this profile are disabled
CRD#: 7499472
BD

Professional summary

Brian Patrick Dempsey, who also goes by Brian Patrick Dempsey, Brian P. Dempsey, Brian Dempsey, is a registered financial professional currently at PAVE SECURITIES, LLC located in New York, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2022. Brian has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian Patrick Dempsey | Brian P. Dempsey | Brian Dempsey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Patrick Dempsey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 11, 2025 - Present

PAVE SECURITIES, LLC

Office #1: 171 Madison Ave. Suite 1500, New York, NY 10016
BD
CRD#: 324533
New York, NY
Past

October 30, 2023 - October 14, 2025

HARBOR CAPITAL ADVISORS, INC.

RIA
CRD#: 113042
CHICAGO, IL
Past

October 30, 2023 - October 14, 2025

HARBOR FUNDS DISTRIBUTORS, INC.

BD
CRD#: 113506
CHICAGO, IL
Past

July 28, 2022 - September 15, 2023

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Washington, DC
Past

March 1, 2022 - September 15, 2023

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Washington, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/11/2025)
RR
South Carolina
(11/11/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/28/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/1/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/21/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PAVE SECURITIES, LLC
PAVE SECURITIES, LLC

CRD#: 324533 / SEC#: , 8-71031

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
171 Madison Ave. Suite 1500, New York, NY 10016
Mailing Address
171 Madison Ave. Suite 1500, New York, NY 10016
Phone number
(646) 690-2800
Established
Delaware since 11/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAVE FINANCE, INC.SOLE MEMBER
AINSWORTH, CHRISTOPHER LEECHIEF EXECUTIVE OFFICER2726985
DOLAN, ERIK JCCO3161467
GASTON, JEANNETTE NMNFINOP2500225

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAVE SECURITIES, LLC

CRD#: 324533New York, NY 10016

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