Christopher Lee Ainsworth
Professional Summary
Christopher Lee Ainsworth is a registered financial advisor currently at PAVE INVESTMENT ADVISORS, LLC. located in Newport Coast, California and PAVE SECURITIES, LLC located in Newport Coast, California. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, Series 7TO, SIE, Series 7, Series 31, Series 53, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
PAVE FINANCE, INC. | PAVE, LLC | PAVE INVESTMENT ADVISORS, LLC.
Contact Information
Main Address
171 Madison Avenue Suite 1500, New York, NY 10016Phone Number
(646) 690-2800# of Employees
7SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,731AUM (Assets Under Management)
$669,568,934Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PAVE FINANCE, INC. | PAVE, LLC | PAVE INVESTMENT ADVISORS, LLC.
State Registrations and Notice Filings
(9/9/2024)
(5/6/2025)
(4/12/2024)
(1/29/2024)
(10/17/2023)
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(5/14/2024)
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(3/28/2024)
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(11/17/2023)
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(8/12/2024)
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(5/2/2024)
(6/17/2025)
(2/28/2024)
(2/18/2025)
(10/10/2023)
(10/20/2023)
(2/12/2026)
(5/8/2024)
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(5/3/2024)
(8/12/2024)
(7/10/2025)
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(5/2/2024)
(3/18/2024)
(3/29/2024)
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(4/2/2024)
(5/6/2025)
(5/6/2025)
(5/13/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Mar 2024About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher Lee Ainsworth's CRS (Customer Relationship Summary).
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