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Mario Christopher Martins Jr.

DEALMAKER SECURITIES
NEW YORK, NY
·CRD# 7497981·4 years experience

Professional Summary

Mario Christopher Martins Jr., who also goes by Mario Christopher Martins, is a registered financial advisor currently at DEALMAKER SECURITIES located in New York, New York. Mario is registered as a RR (Registered Representative) and started their career in finance in 2022. Mario has worked at 3 firms and has passed the Series 7TO and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mario Christopher Martins

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

DEALMAKER SECURITIES·CRD# 315324
BD
1. 30 East 23rd Street 2nd Floor, New York, NY 100102. 30 East 23rd Street 2nd Floor, New York, NY 10010
November 6, 2024 - Present
OPENDEAL BROKER LLC·CRD# 291387
BD
New York, NY
December 22, 2022 - October 4, 2024
OPENDEAL BROKER LLC·CRD# 297797
BD
New York, NY
June 12, 2022 - April 4, 2023

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Current Firm

DS
DEALMAKER SECURITIES

DEALMAKER SECURITIES | DEALMAKER SECURITIES LLC

CRD#: 315324 / SEC#: 8-70756
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

30 East 23rd Street 2nd Floor, New York, NY 10010

Mailing Address

30 East 23rd Street 2nd Floor, New York, NY 10010

Phone Number

(855) 852-4561

Established

Delaware since 05/05/2021

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NOVATION SOLUTIONS USA, INC.MEMBER—
GOLDSTEIN, MATHEW OLIVERCEO AND TREASURER7411773
HOCHBERG, ADAMAMLCO7522699
MARTINS, MARIO CHRISTOPHER JR.CCO7497981
SELF, JONATHAN ANDREWMANAGING DIRECTOR, CFO/FINOP, POO/PFO4497531

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Jun 2022About the Series 7TO exam

Series 24 — General Securities Principal Examination

Passed Nov 2022About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mario Christopher Martins Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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