Michael J. Bunzel

STONEWATER WEALTH MANAGEMENT

Corpus Christi, TX 78411

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CRD#: 7497968

Professional summary

Michael J. Bunzel, who also goes by Michael J Bunzel, is a registered financial advisor currently at STONEWATER WEALTH MANAGEMENT, INC. located in Corpus Christi, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Michael has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael J Bunzel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stonewater Tax Group; Tax adviser; 07/2024; Corpus Christi, TX; Tax preparation & planning; 25 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J. Bunzel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2024 - Present

STONEWATER WEALTH MANAGEMENT, INC.

Office #1: 4639 Corona Dr Ste 9, Corpus Christi, TX 78411

RIA

CRD#: 164953

Corpus Christi, TX

Past

September 26, 2022 - July 5, 2024

INTERVEST INTERNATIONAL, INC.

RIA

CRD#: 111516

Wauwatosa, WI

Past

September 26, 2022 - July 5, 2024

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

Wauwatosa, WI

Past

June 1, 2022 - October 6, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Waukesha, WI

Past

May 12, 2022 - October 6, 2022

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Waukesha, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/31/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/5/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/9/2022

Securities Industry Essentials Examination

Current Firm

STONEWATER WEALTH MANAGEMENT, INC.

CRD#: 164953 / SEC#: 801-112490

RIA

Registered Investment Advisory firm - (3/23/2022 Terminated)

Colorado

Registered Investment Advisory firm - (12/3/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (6/2/2015 Terminated)

Texas

Registered Investment Advisory firm - (6/15/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4639 Corona Dr Ste 9, Corpus Christi, TX 78411

Mailing Address

Phone number

(361) 482-0699

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	397
AUM (Assets Under Management)	$ 36,853,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Bunzel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael J. Bunzel's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEWATER WEALTH MANAGEMENT, INC.

INTERVEST INTERNATIONAL, INC.

INTERVEST INTERNATIONAL EQUITIES CORPORATION

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/31/2022

Series 7TO

Date: 5/5/2022

SIE

Date: 3/9/2022

Current Firm

STONEWATER WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STONEWATER WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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