Samantha M. Flomenberg

CRD#: 6996939

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Samantha M Flomenberg, AIF®, CFP®, who also goes by Samantha Talia Mosko, was a registered financial professional .

Samantha is a previously registered financial professional and started their career in finance in 2019. Samantha had worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Samantha Talia Mosko

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Experience

Past

June 29, 2021 - January 30, 2023

YARDLEY WEALTH MANAGEMENT LLC

RIA

CRD#: 134311

YARDLEY, PA

Past

February 22, 2019 - July 8, 2021

MYCIO WEALTH PARTNERS, LLC

RIA

CRD#: 134436

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

YARDLEY WEALTH MANAGEMENT LLC

CRD#: 134311 / SEC#: 801-121464

RIA

Registered Investment Advisory firm - (6/10/2021 Approved)

Florida

Registered Investment Advisory firm - (6/24/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (6/24/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/25/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/2019

Uniform Investment Adviser Law Examination

Current Firm

YARDLEY WEALTH MANAGEMENT LLC

CRD#: 134311 / SEC#: 801-121464

RIA

Registered Investment Advisory firm - (6/10/2021 Approved)

Florida

Registered Investment Advisory firm - (6/24/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (6/24/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/25/2021 Terminated)

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Contact information

Main Address

37 S. Main Street, Yardley, PA 19067

Mailing Address

Phone number

(267) 573-1019

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	508
AUM (Assets Under Management)	$ 191,978,207

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Firm Stability Insights

Samantha M. Flomenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

YARDLEY WEALTH MANAGEMENT LLC

MYCIO WEALTH PARTNERS, LLC

Primary Firm SEC Registration

YARDLEY WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/2019

Current Firm

YARDLEY WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

YARDLEY WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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