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Bradley S. Wilder

D. BORAL CAPITAL
New York, NY 10022
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CRD#: 7497819
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Professional summary


Bradley Stephen Wilder is a registered financial professional currently at D. BORAL CAPITAL located in New York, New York.

Bradley is registered as a RR (Registered Representative) and started their career in finance in 2022. Bradley has worked at 2 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Bradley Stephen Wilder's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 24, 2023 - Present

D. BORAL CAPITAL

Office #1: 590 Madison Ave 39th Floor, New York, NY 10022
BD
CRD#: 103792
New York, NY
Past

April 4, 2022 - August 16, 2024

KINGSWOOD CAPITAL PARTNERS, LLC

BD
CRD#: 288898
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Principal/Supervisory Exam
RR
Series 27
Date: 4/4/2022
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm


DB
D. BORAL CAPITAL
BENCHMARK INVESTMENTS, INC. | EF HUTTON LLC | D. BORAL CAPITAL LLC | D. BORAL CAPITAL | BENCHMARK INVESTMENTS, LLC

CRD#: 103792 / SEC#: , 8-52280

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
590 Madison Ave 39th Floor, New York, NY 10022
Mailing Address
590 Madison Ave 39th Floor, New York, NY 10022
Phone number
(212) 570-5150
Established
Nevada since 05/28/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
DBCH PARTNERS LLCSHAREHOLDER
AGRAWAL, SHARADCHIEF TECHNOLOGY OFFICER5115964
BORAL, DAVID WALTERCHIEF EXECUTIVE OFFICER5340753
MERLIN, JAREDCHIEF COMPLIANCE OFFICER4222427
WHALEN, RYAN JAMESGENERAL COUNSEL7457347
WIEDERLIGHT, PHILIPCHIEF OPERATING OFFICER5856024
WILDER, BRADLEY STEPHENFINOP7497819

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


D. BORAL CAPITAL

CRD#: 103792New York, NY 10022

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