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FIRM PROFILE
Overview
D. BORAL CAPITAL is located at 590 Madison Ave 39th Floor, New York, NY 10022 and was first established at New York, Nevada in 05/28/2021. After operating for 4 years, D. BORAL CAPITAL has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of D. BORAL CAPITAL’s clients are individuals and 0% of their clients are high net worth individuals. D. BORAL CAPITAL has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at D. BORAL CAPITAL are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access D. BORAL CAPITAL‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at D. BORAL CAPITAL. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for D. BORAL CAPITAL Comes From
Understanding the Statistics for D. BORAL CAPITAL and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
590 Madison Ave 39th Floor, New York, NY 10022
590 Madison Ave 39th Floor, New York, NY 10022
Small
(212) 570-5150
Nevada since 05/28/2021
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DBCH PARTNERS LLC | SHAREHOLDER | ||
| AGRAWAL, SHARAD | CHIEF TECHNOLOGY OFFICER | 5115964 | |
| BORAL, DAVID WALTER | CHIEF EXECUTIVE OFFICER | 5340753 | |
| MERLIN, JARED | CHIEF COMPLIANCE OFFICER | 4222427 | |
| WHALEN, RYAN JAMES | GENERAL COUNSEL | 7457347 | |
| WIEDERLIGHT, PHILIP | CHIEF OPERATING OFFICER | 5856024 | |
| WILDER, BRADLEY STEPHEN | FINOP | 7497819 |
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Advisor's working at D. BORAL CAPITAL
Rajiv Shah
Rose Marie Villali
Derek Elie Nathaniel Saleeby
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