Hui Wang
Professional summary
Hui Wang, who also goes by James Wang, is a registered financial professional currently at US TIGER SECURITIES, INC. located in New York, New York and TRADEUP SECURITIES, INC. located in New York, New York.
Hui is registered as a RR (Registered Representative) and started their career in finance in 2022. Hui has worked at 2 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hui Wang's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2022 - Present
US TIGER SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022September 13, 2024 - Present
TRADEUP SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2024)
(1/27/2022)
Exams
Series 79TO
Date: 12/31/2022
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 2/23/2022
Securities Trader ExamSeries 7TO
Date: 1/26/2022
General Securities Representative ExaminationCboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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