MA
Mikaeel Adam
W G SECURITIES
Cape Town, 8000
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CRD#: 7493475
MA
Professional summary
Mikaeel Adam is a registered financial professional currently at W G SECURITIES, LLC .
Mikaeel is registered as a RR (Registered Representative) and started their career in finance in 2022. Mikaeel has worked at 1 firm and has passed the Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Mikaeel Adam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2022 - Present
W G SECURITIES, LLC
Office #1: 4 Loop Street Suite 19 19th Floor, Cape Town, 8000BD
CRD#: 140869
Cape Town,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 79TO
Date: 5/10/2022
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WG
W G SECURITIES, LLC
W G SECURITIES, LLC
CRD#: 140869 / SEC#: , 8-67346
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
1764 Litchfield Turnpike Suite 250, Woodbridge, CT 06525
Mailing Address
1764 Litchfield Turnpike Suite 250, Woodbridge, CT 06525
Phone number
(203) 389-8400
Established
Delaware since 12/20/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (16 States and Territories)
Red Flags
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