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Lawrence Irwin Reinharz

W G SECURITIES
West Hartford, CT
·CRD# 4316477·25 years experience

Professional Summary

Lawrence Irwin Reinharz, who also goes by Larry Reinharz, is a registered financial advisor currently at W G SECURITIES, LLC located in West Hartford, Connecticut. Lawrence is registered as a RR (Registered Representative) and started their career in finance in 2001. Lawrence has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Reinharz

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

W G SECURITIES, LLC·CRD# 140869
BD
10 N Main Street Suite 214, West Hartford, CT 06107
October 27, 2006 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
White Plains, NY
May 29, 2003 - June 1, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 19, 2001 - June 1, 2004

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Current Firm

WG
W G SECURITIES, LLC

W G SECURITIES, LLC

CRD#: 140869 / SEC#: 8-67346
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

10 N Main St Suite 214, West Hartford, CT 06107

Mailing Address

10 N Main St Suite 214, West Hartford, CT 06107

Phone Number

(203) 285-6193

Established

Delaware since 12/20/2005

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (16 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WOODBRIDGE INTERNATIONAL, LLCMEMBER—
REINHARZ, LAWRENCE IRWINMANAGER, CCO, EXECUTIVE REP4316477
STEWART, SCOTT ALEXANDERFINOP6977422

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(12/11/2006)
RR
Connecticut
(10/31/2006)
RR
Florida
(2/7/2007)
RR
Illinois
(9/20/2018)
RR
Massachusetts
(4/11/2012)
RR
New Jersey
(7/30/2015)
RR
Texas
(6/18/2007)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2001About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2001About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jul 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Lawrence Irwin Reinharz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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