AK
Alexander M. Kuczera
THE BALDWIN GROUP WEALTH ADVISORS
Bethesda, MD 20817
Some features on this profile are disabled
CRD#: 7492638
AK
Professional summary
Alexander Max Kuczera is a registered financial advisor currently at THE BALDWIN GROUP WEALTH ADVISORS, LLC located in Bethesda, Maryland and PURSHE KAPLAN STERLING INVESTMENTS located in Bethesda, Maryland.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Alexander has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fixed insurance-Independent Insurance agency Investment Related Agent 5/2023 Forty hours monthly during trading hours Provide insurance advice based on the needs of clients. 2. The Baldwin Group-Independent Insurance agency Florida Agent/underwriter 5/2023 Forty 40 hours monthly during trading hours Insurance case underwriting and providing insurance solutions for clients needs 3. The Baldwin Group Wealth Advisors, LLC. Investment Related. At Registered Location. RIA. Financial Advisor. Start Date: 10/2024. 160 hrs/ month; 8 during trading hours. I am an investment advisor representative (IAR) offering investment advisory services under The Baldwin Group Wealth Advisors, LLC (The Baldwin Group) a registered investment advisor and indirect subsidiary of The Baldwin Group Financial Services Holdings, LLC and The Baldwin Insurance Group Inc.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Max Kuczera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2024 - Present
THE BALDWIN GROUP WEALTH ADVISORS, LLC
Office #1: 6720-b Rockledge Drive Suite 400, Bethesda, MD 20817RIA
CRD#: 312284
Bethesda, MD
Current
August 8, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 6270-b Rockledge Drive Suite 400, Bethesda, MD 20817BD
CRD#: 35747
Bethesda, MD
Past
March 19, 2024 - October 4, 2024
THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC
RIA
CRD#: 169727
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TB
THE BALDWIN GROUP WEALTH ADVISORS, LLC
BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP
CRD#: 312284 / SEC#: 801-120404
RIA
Registered Investment Advisory firm - (2/26/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(8/8/2023)
RR
Maryland(8/8/2023)
IAR
Maryland(10/14/2024)
RR
Virginia(9/15/2023)
IAR
Virginia(10/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/8/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TB
THE BALDWIN GROUP WEALTH ADVISORS, LLC
BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP
CRD#: 312284 / SEC#: 801-120404
RIA
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Contact information
Main Address
4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607
Mailing Address
Phone number
(813) 934-2743
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,356 |
| AUM (Assets Under Management) | $ 21,043,141,324 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
