Michael R. Ruffini
Professional summary
Michael R Ruffini, who also goes by Michael Ruffini, is a registered financial professional currently at GROUP ONE TRADING LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2023. Michael has worked at 1 firm and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael R Ruffini's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2023 - Present
GROUP ONE TRADING LLC
Office #1: 11 Broadway Suite 360, New York, NY 10004State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 6/2/2023
Securities Trader ExamBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
GROUP ONE TRADING LLC
CRD#: 37484 / SEC#: , 8-47762
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 33 |
Red Flags
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