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JH

James Francis Hutchinson

GROUP ONE TRADING
New York, NY
·CRD# 2425738·33 years experience

Professional Summary

James Francis Hutchinson, who also goes by James F Hutchinson, is a registered financial advisor currently at GROUP ONE TRADING LLC located in New York, New York. James is registered as a RR (Registered Representative) and started their career in finance in 1993. James has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James F Hutchinson

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

GROUP ONE TRADING LLC·CRD# 37484
BD
28 Liberty Street Suite 4000, New York, NY 10005
November 18, 2010 - Present
SIMPLEX TRADING, LLC·CRD# 153585
BD
Chicago, IL
May 14, 2012 - October 4, 2013
DYNAMEX TRADING, LLC·CRD# 127434
BD
New York, NY
December 16, 2010 - August 4, 2011
GROUP ONE TRADING LLC·CRD# 37484
BD
Chicago, IL
September 26, 2003 - June 29, 2009
SHARE KING, LLC·CRD# 33150
BD
San Francisco, CA
January 28, 1998 - September 14, 2000
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
March 29, 1994 - February 27, 1995
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
November 17, 1993 - April 18, 1994

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Current Firm

GO
GROUP ONE TRADING LLC

GROUP ONE TRADING LLC | GROUP ONE TRADING, L.P.

CRD#: 37484 / SEC#: 8-47762
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S Financial Place Suite 3400, Chicago, IL 60605

Mailing Address

425 S Financial Place Suite 3400, Chicago, IL 60605

Phone Number

(312) 347-8864

Established

Delaware since 10/01/2024

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GROUP ONE HOLDINGS LLCMEMBER—
HUTCHINSON, JAMES FRANCISCHIEF OPERATING OFFICER2425738
KINAHAN, JOHN ANTHONYCEO5877952
NOWICKI, PAUL ANTHONYCHIEF FINANCIAL OFFICER6097424
TONDO-KRAMER, KYLECHIEF COMPLIANCE OFFICER6034373

Disclosures

Regulatory Event

33

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jul 2024About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1998About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view James Francis Hutchinson's CRS (Customer Relationship Summary).

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