Cecilie H. Bakke
Professional summary
Cecilie Helene Bakke is a registered financial professional currently at FEARNLEY SECURITIES located in New York, New York.
Cecilie is registered as a RR (Registered Representative) and started their career in finance in 2022. Cecilie has worked at 1 firm and has passed the Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cecilie Helene Bakke's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2022 - Present
FEARNLEY SECURITIES
Office #1: 885 Third Avenue 26th Floor, New York, NY 10022State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/17/2022
General Securities Representative ExaminationFINRA
Current Firm
FEARNLEY SECURITIES
CRD#: 174133 / SEC#: , 8-69566
Contact information
FINRA licenses (31 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEARNLEY SECURITIES AS | 100% OWNER | |
| BAKKE, CECILIE HELENE | CHIEF COMPLIANCE OFFICER | 7477246 |
| FINK, JASON PETER | PRINCIPAL, CEO | 2550196 |
| HAHNE, PONTUS TORBJORN | MEMBER OF THE BOARD OF DIRECTORS | 7651222 |
| RASMUSSEN, JOACHIM | MEMBER OF THE BOARD OF DIRECTORS | 7498636 |
| ROETHER, CLAUDIUS | INVESTMENT BANKING PRINCIPAL | 7629018 |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 7338445 |
| VABO, RIKARD | MEMBER OF THE BOARD OF DIRECTORS | 7253168 |
| WESSEL, PETER | CHAIRMAN OF THE BOARD OF DIRECTORS | 6495105 |
Red Flags
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