Brittany E. Jungers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brittany Elizabeth Jungers, who also goes by Brittany Jungers, Britt E Jungers, Britt Jungers, Brittany E Jungers, was a registered financial professional .
Brittany is a previously registered financial professional and started their career in finance in 2022. Brittany had worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2024 - April 28, 2025
DAI SECURITIES, LLC
July 20, 2023 - August 19, 2024
AVANTAX INVESTMENT SERVICES, INC.
July 6, 2022 - July 17, 2023
FIRST CITIZENS INVESTOR SERVICES, INC.
January 28, 2022 - May 20, 2022
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/28/2022
General Securities Representative ExaminationCurrent Firm
DAI SECURITIES, LLC
CRD#: 36673 / SEC#: , 8-47393
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
