Jonathon D. Holm
Professional summary
Jonathon David Holm, who also goes by Jon Holmes, is a registered financial advisor currently at ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC. .
Jonathon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jonathon has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathon David Holm's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2023 - Present
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
Office #1: 145 Aspinall Avenue, Hagatna 96910-5156December 13, 2021 - December 21, 2023
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
Primary Firm SEC Registration
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
CRD#: 32338 / SEC#: 801-79830, 8-46412
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/22/2025)
(6/25/2023)
(6/29/2023)
(6/25/2023)
(7/12/2023)
(6/25/2023)
(6/25/2023)
(6/25/2023)
Exams
Series 7TO
Date: 12/14/2021
General Securities Representative ExaminationCurrent Firm
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
CRD#: 32338 / SEC#: 801-79830, 8-46412
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,432 |
| AUM (Assets Under Management) | $ 286,152,291 |
Disclosures
| Arbitration | 1 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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