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Patrick Mulcahy

ARCOLA SECURITIES
NEW YORK, NY
·CRD# 7466869·5 years registered

Professional Summary

Patrick Mulcahy, who also goes by Patrick R Mulcahy, is a registered financial advisor currently at ARCOLA SECURITIES, INC. located in New York, New York. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2021. Patrick has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick R Mulcahy

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years registered in the securities industry

Current & Past Employments

Current

ARCOLA SECURITIES, INC.Current·CRD# 147952
BD
1211 Avenue Of The Americas 41st Floor, New York, NY, 10036
October 31, 2022 - Present

Past

MORGAN STANLEYPast·CRD# 149777
BD
New York, NY
May 2, 2022 - September 9, 2022
AEGIS CAPITAL CORP.Past·CRD# 15007
BD
Melville, NY
November 24, 2021 - February 3, 2022

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Current Firm

AS
ARCOLA SECURITIES, INC.

ARCOLA SECURITIES, INC. | RCAP SECURITIES, INC. | RANGER CAPITAL CORP. | RANGER CAPITAL CORP

CRD#: 147952 / SEC#: 8-67940
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1211 Avenue Of The Americas 41st Floor, New York, NY, 10036

Mailing Address

1211 Avenue Of The Americas 41st Floor, New York, NY, 10036

Phone Number

(646) 829-0141

Established

Maryland since 07/03/2008

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ANNALY TRS, INC.SHAREHOLDER—
GRIFFIN, JOHANNADIRECTOR2008809
HERNANDEZ, MIKECFO/FINOP, TREASURER3042594
HUNT, JON THOMASDIRECTOR, PRESIDENT2929809
KOUKOURAS, PANAGIOTIDIRECTOR4694542
MCKIM, JASON DAVIDGENERAL COUNSEL, SECRETARY6333143
TRUZZI, ROCHELLE ANNCHIEF COMPLIANCE OFFICER, AMLCO2754706

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(10/31/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2022About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2021About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patrick Mulcahy's CRS (Customer Relationship Summary).

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