Jon Thomas Hunt
Professional Summary
Jon Thomas Hunt is a registered financial advisor currently at ARCOLA SECURITIES, INC. located in New York, New York. Jon is registered as a RR (Registered Representative) and started their career in finance in 1998. Jon has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
ARCOLA SECURITIES, INC. | RCAP SECURITIES, INC. | RANGER CAPITAL CORP. | RANGER CAPITAL CORP
Contact Information
Main Address
1211 Avenue Of The Americas 41st Floor, New York, NY, 10036Mailing Address
1211 Avenue Of The Americas 41st Floor, New York, NY, 10036Phone Number
(646) 829-0141Established
Maryland since 07/03/2008Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANNALY TRS, INC. | SHAREHOLDER | — |
| GRIFFIN, JOHANNA | DIRECTOR | 2008809 |
| HERNANDEZ, MIKE | CFO/FINOP, TREASURER | 3042594 |
| HUNT, JON THOMAS | DIRECTOR, PRESIDENT | 2929809 |
| KOUKOURAS, PANAGIOTI | DIRECTOR | 4694542 |
| MCKIM, JASON DAVID | GENERAL COUNSEL, SECRETARY | 6333143 |
| TRUZZI, ROCHELLE ANN | CHIEF COMPLIANCE OFFICER, AMLCO | 2754706 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/30/2009)
(2/27/2009)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jon Thomas Hunt's CRS (Customer Relationship Summary).
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