Drew Redard

ASSOCIATED INVESTMENT SERVICES

Green Bay, WI 54301-5114

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CRD#: 7464704

Professional summary

Drew Redard is a registered financial advisor currently at ASSOCIATED INVESTMENT SERVICES, INC. located in Green Bay, Wisconsin.

Drew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Drew has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Drew's Rental Portfolio LLC, 931 Laverne Dr., Green Bay, WI 54311; investment-related; Property Owner; LLC is established, closing date of first property is 2/18/2022; 10 hours per month, none during trading hours; regular property maintenance, renting out other half of property, owner occupied duplex, rent collected will go directly to making payment on the mortgage.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Redard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Drew Redard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2022 - Present

ASSOCIATED INVESTMENT SERVICES, INC.

Office #1: 433 Main Street, Green Bay, WI 54301-5114

RIA

CRD#: 1464

Green Bay, WI

Current

December 23, 2021 - Present

ASSOCIATED INVESTMENT SERVICES, INC.

Office #1: 433 Main Street, Green Bay, WI 54301-5114

RIA

CRD#: 1464

Green Bay, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSOCIATED INVESTMENT SERVICES, INC.

CRD#: 1464 / SEC#: 801-71639, 8-99

RIA

Registered Investment Advisory firm - SEC (7/1/2010 Approved)

Illinois

Registered Investment Advisory firm - SEC (7/1/2010 Terminated)

Minnesota

Registered Investment Advisory firm - SEC (7/21/2010 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (7/20/2010 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/4/2022)

Alaska
(2/4/2022)

Arizona
(2/4/2022)

Arkansas
(2/4/2022)

California
(2/4/2022)

Colorado
(2/4/2022)

Connecticut
(2/4/2022)

Delaware
(2/4/2022)

Florida
(2/4/2022)

Georgia
(2/4/2022)

Hawaii
(2/4/2022)

Idaho
(2/4/2022)

Illinois
(1/31/2022)

Indiana
(2/4/2022)

Iowa
(2/4/2022)

Kansas
(2/4/2022)

Kentucky
(2/4/2022)

Louisiana
(2/4/2022)

Maine
(2/4/2022)

Maryland
(2/4/2022)

Massachusetts
(2/4/2022)

Michigan
(2/4/2022)

Minnesota
(1/31/2022)

Mississippi
(2/4/2022)

Missouri
(2/4/2022)

Montana
(2/4/2022)

Nebraska
(2/4/2022)

Nevada
(2/4/2022)

New Hampshire
(2/4/2022)

New Jersey
(2/4/2022)

New Mexico
(2/4/2022)

New York
(2/4/2022)

North Carolina
(2/4/2022)

North Dakota
(2/4/2022)

Ohio
(2/4/2022)

Oklahoma
(2/4/2022)

Oregon
(2/4/2022)

Pennsylvania
(2/4/2022)

Rhode Island
(2/4/2022)

South Carolina
(2/4/2022)

South Dakota
(2/4/2022)

Tennessee
(4/5/2023)

Texas
(2/4/2022)

Utah
(2/4/2022)

Vermont
(2/4/2022)

Virginia
(2/4/2022)

Washington
(2/4/2022)

West Virginia
(2/4/2022)

Wisconsin
(1/31/2022)

IAR

Wisconsin
(1/31/2022)

Wyoming
(2/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/12/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ASSOCIATED INVESTMENT SERVICES, INC.

CRD#: 1464 / SEC#: 801-71639, 8-99

RIA

Registered Investment Advisory firm - SEC (7/1/2010 Approved)

Illinois

Registered Investment Advisory firm - SEC (7/1/2010 Terminated)

Minnesota

Registered Investment Advisory firm - SEC (7/21/2010 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (7/20/2010 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

433 Main Street, Green Bay, WI 54301-5114

Mailing Address

P.o. Box 640, Green Bay, WI 54305-0640

Phone number

(800) 595-7722

Established

Wisconsin since 03/23/1923

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (19 States and Territories)

FINRA licenses (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

2025-08-29 FORM ADV (8/29/2025)

Direct owners and executive officers

Name	Position	CRD#
ASSOCIATED TRUST COMPANY, N.A.	SOLE SHAREHOLDER
ARNOLD, ANDREW JAMES	DIRECTOR, TREASURER	7744204
BIESE, JUSTIN MICHAEL	PRINCIPAL, FINANCIAL REPORTING	8134423
CRAVILLION, BETH ANN	DIRECTOR OF SUPPORT SERVICES	4770231
DELOYE, DENNIS MICHAEL	DIRECTOR, BOARD OF DIRECTORS	7555524
HLADIO, JAYNE CLARA	DIRECTOR, BOARD OF DIRECTORS	2497546
HOCHHOLZER, MICHAEL ROBERT	DIRECTOR, BOARD OF DIRECTORS	2878493
KUIPERS, MICHAEL DAVID	DIRECTOR, PRESIDENT & CEO	2436388
PECORA, ANTHONY PHILIP	CHIEF COMPLIANCE OFFICER	2975013
SORENSON, HEATH WILLIAM	CHAIRMAN, BOARD OF DIRECTORS	4528655
ZANDPOUR, STEVEN SIA	DIRECTOR, BOARD OF DIRECTORS	7174720

Regulatory assets under management

Total Number of Accounts	5,050
AUM (Assets Under Management)	$ 1,000,633,569

Disclosures

Regulatory Event	2
Arbitration	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/15/2025	Cover Page	Report
09/26/2024	Cover Page	Report
08/21/2023	Cover Page	Report
10/19/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Drew Redard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Redard's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Drew Redard's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSOCIATED INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

ASSOCIATED INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2022

Series 7TO

Date: 12/22/2021

SIE

Date: 8/12/2021

FINRA

Current Firm

ASSOCIATED INVESTMENT SERVICES, INC.

Contact information

SEC notice filing (19 States and Territories)

FINRA licenses (50 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

ASSOCIATED INVESTMENT SERVICES, INC.

TRUST BUT VERIFY

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