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BC

Benjamin A. Cohn

HODES WEILL SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 7463116
BC

Professional summary


Benjamin A. Cohn, who also goes by Benjamin Alexander Cohn, Benjamin Cohn, is a registered financial professional currently at HODES WEILL SECURITIES, LLC located in New York, New York.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2022. Benjamin has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Benjamin Alexander Cohn | Benjamin Cohn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Benjamin A. Cohn's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 7, 2025 - Present

HODES WEILL SECURITIES, LLC

Office #1: 825 Third Avenue 15th Floor, New York, NY 10022Office #2: 825 Third Ave 15th Floor, New York, NY 10022
BD
CRD#: 131848
New York, NY
Past

December 21, 2022 - September 26, 2025

SCHRODER FUND ADVISORS LLC

BD
CRD#: 24129
NEW YORK, NY
Past

March 21, 2022 - July 23, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/7/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 4/22/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/21/2022
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HW
HODES WEILL SECURITIES, LLC
HODES WEILL SECURITIES, LLC | JAPANWORKS CAPITAL, LLC

CRD#: 131848 / SEC#: , 8-66518

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
825 Third Ave 15th Floor, New York, NY 10022
Mailing Address
825 Third Ave 15th Floor, New York, NY 10022
Phone number
(212) 542-5977
Established
Utah since 12/28/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (44 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
HODES WEILL & ASSOCIATES, LPPARENT
BLECHNER, MYLESCCO2709013
CAMPBELL, ROBERTFINOP1349154
WEILL, DOUGLAS MICHAELEXEC. REP, MANAGING PARTNER2408551

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HODES WEILL SECURITIES, LLC

CRD#: 131848New York, NY 10022

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