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FIRM PROFILE
Overview
HODES WEILL SECURITIES, LLC is located at 825 Third Ave 15th Floor, New York, NY 10022 and was first established at New York, Utah in 12/28/1999. After operating for 26 years, HODES WEILL SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HODES WEILL SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. HODES WEILL SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HODES WEILL SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HODES WEILL SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HODES WEILL SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HODES WEILL SECURITIES, LLC Comes From
Understanding the Statistics for HODES WEILL SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
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FIRM INFORMATION
825 Third Ave 15th Floor, New York, NY 10022
825 Third Ave 15th Floor, New York, NY 10022
Small
(212) 542-5977
Utah since 12/28/1999
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at HODES WEILL SECURITIES, LLC
Susan Swanezy
Stuart E Baldwin
Douglas Michael Weill
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