MP
Michael P. Peterson
STATE FARM INVESTMENT MANAGEMENT
Stroudsburg, PA 18360-1641
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CRD#: 7459816
MP
Professional summary
Michael Phillip Peterson, who also goes by Mike Peterson, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Stroudsburg, Pennsylvania and STATE FARM VP MANAGEMENT CORP. located in Wyncote, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Peterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Michael Peterson's Insurance Agency; Insurance Agency; Investment-related; 912 Main St Ste 103 Stroudsburg, PA 18360-1641; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 8/1/2018; 80; 80; Service customers and supervise employees 2) Monroe County Meals on Wheels; non-investment-related; 901 Polk Valley Rd, Stroudsburg, PA,18360; Public Service; Board Member; Vice President; 01/01/2021; 5; 1; Provide vision for agency goals to management, Provide accountability for the organization to its clients, team, and supporters. 3) Stillwater Estates Property Owners Association; non-investment-related; 382 Stillwater Drive, Poccono Summit, PA, 18346; Association/Committee/Council; Director; President; 01/01/2020; 12; 0; OVERSIGHT OF BUDGET AND BUSINESS OUTCOMES. 4) Coolbaugh Township Planning Commission; non-investment-related; 5520 Municipal Dr Tobyhanna PA 18466; Public Service; Board Member; none; 01/03/2023; 5; 0; The Coolbaugh Township Planning Commission is made up of five members, all Township residents that serve staggered four-year terms. Many of its members also serve with other volunteer organizations and committees. The commission meets with developers and landowners to examine building, subdivision and land development plans for proposed improvements and new projects throughout the Township. The Planning Commission makes recommendations that are in the best interest of the ownership to the Board of Supervisors for consideration. The Planning Department is also responsible for creating amendments to the Township Code of Ordinances (ex. Zoning & SALDO) at the discretion of the Board of Supervisors. 5) BNI All Business; non-investment-related; Virtual through Zoom, Stroudsburg, PA 18360; Membership/Civic/Organization; Board member; President; 10/04/2023; 6; 0; A BUSINESS NETWORKING GROUP 6) Mike Peterson - Property #1 (Personally Held Real Estate); investment-related; 3225 Willow Grove Rd Pocono Summit, PA 18346; Investment or Commercial Property; Owner; none; 10/1/2010; 1; 0; Duties: Personally Held Real Estate
CRS (Client Relationship Summary) - RIA
Click below to view Michael Phillip Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 912 Main St Ste 103, Stroudsburg, PA 18360-1641RIA
CRD#: 3487
Stroudsburg, PA
Current
January 8, 2022 - Present
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
Wyncote, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(6/17/2022)
IAR
New Jersey(3/6/2023)
RR
Pennsylvania(1/25/2022)
IAR
Pennsylvania(3/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/8/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
