Matt L. Montgomery
MATT MONTGOMERY
Jacksonville, TX 75766
CRD#: 1391955
Professional summary
Matt Louis Montgomery, who also goes by Matthew Louis Montgomery, is a registered financial advisor currently at MATT MONTGOMERY located in Jacksonville, Texas and OSAIC WEALTH, INC. located in Jacksonville, Texas.
Matt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Matt has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Louis Montgomery
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Matt Montgomery, YES, 1504 EAST RUSK STREET, JACKSONVILLE, TEXAS 75766, OWNER/IAR, 01/1998, 40, 40, DISCRETIONARY MONEY MANAGEMENT AND DIVORCE CONSULTING. 2. INSURANCE, YES, 1504 EAST RUSK STREET, JACKSONVILLE, TEXAS 75766, AGENT, 05/1982, 3, 3, TERM LIFE SALES. 3. ELOHIM POSITION: Chairman of the Board NATURE: 501C 3-9 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2025 ADDRESS: 19920 CR 481, Lindale TX 75771, United States DESCRIPTION: Annual board meetings are required and held in January each year. The nature of the meeting is to discuss activities for prior year and next year. As chairman, I create the Agenda with the help of our missionary and I chair the meeting. MISSION STATEMENT: Since its founding in 2011, ELOHIM Love International Ministries (ELIM) has empowered, nurtured and provided training and resources to help impoverished communities in Africa and the Philippines to overcome challenges and regain hope. We believe that ministry is most effectively done by trained men and women within their native cultural contexts. We also believe that for long-term reproducibility, ministries should receive their primary financial support from sources within their culture. We have provided resourcing and funding to develop and distribute material resources for the support of ELIM sponsored: 1) missions personnel, 2) projects and 3) other special projects. 4. CENTRAL BAPTIST CHURCH POSITION: Treasurer NATURE: Church INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 1609 East Risk Risk Street, Jacksonville TX 75766, United States DESCRIPTION: Present monthly financial reports to the church prepared by our Business Manager2. Chair the Budget Committee each October on a committee of 8 other people3. Present the upcoming annual budget to the church in December each year4. All disbursements for salaries and expenses are emailed to me, however, as of April 27, I am no longer on the bank accounts, nor is my name on any of the checks or invoices (a trustee has replaced me).
CRS (Client Relationship Summary) - RIA
Click below to view Matt Louis Montgomery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 2021 - Present
MATT MONTGOMERY
Office #1: 1504 East Rusk Street, Jacksonville, TX 75766RIA
CRD#: 114181
Jacksonville, TX
Current
July 28, 1995 - Present
OSAIC WEALTH, INC.
Office #1: 1504 East Rusk, Jacksonville, TX 75766RIA
BD
CRD#: 23131
Jacksonville, TX
Past
July 17, 2003 - May 7, 2004
MATT MONTGOMERY
RIA
CRD#: 114181
JACKSONVILLE, TX
Past
July 28, 1995 - September 13, 2011
OSAIC WEALTH, INC.
RIA
CRD#: 23131
JACKSONVILLE, TX
Past
March 24, 1986 - October 5, 1998
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
December 11, 1985 - March 14, 1986
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
BD
CRD#: 3461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/21/2022)
RR
Louisiana(12/14/2022)
RR
Texas(7/28/1995)
IAR
Texas(4/14/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MM
MATT MONTGOMERY
MATT MONTGOMERY | MONTGOMERY FINANCIAL DESIGNS, LLC | MATTHEW LOUIS MONTGOMERY | MATTHEW L. MONTGOMERY | MATT MONTGOMERY(LEGAL) MONTGOMERY FINANCIAL DESIGNS (PRIMARY)
CRD#: 114181 / SEC#:
Texas
Registered Investment Advisory firm - (1/2/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1504 East Rusk Street, Jacksonville, TX 75766
Mailing Address
Phone number
(903) 586-3494
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 85 |
| AUM (Assets Under Management) | $ 32,350,000 |
Red Flags
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