Katie R. Rienas

CONCORDE INVESTMENT SERVICES

Palm Beach Gardens, FL 33410

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CRD#: 7457942

Professional summary

Katie Ruth Rienas, who also goes by Katie Ruth Rienas, is a registered financial professional currently at CONCORDE INVESTMENT SERVICES, LLC located in Palm Beach Gardens, Florida.

Katie is registered as a RR (Registered Representative) and started their career in finance in 2022. Katie has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Katie Ruth Rienas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Katie Ruth Rienas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2024 - Present

CONCORDE INVESTMENT SERVICES, LLC

Office #1: 3801 Pga Blvd. Suite 600, Palm Beach Gardens, FL 33410

CRD#: 151604

Palm Beach Gardens, FL

Past

April 4, 2023 - September 24, 2024

GREAT POINT CAPITAL LLC

CRD#: 114203

Miami, FL

Past

November 16, 2022 - April 6, 2023

REALTA EQUITIES, INC.

CRD#: 23769

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/5/2025)

Connecticut
(10/3/2024)

Florida
(10/3/2024)

Louisiana
(6/5/2025)

New Jersey
(10/3/2024)

New York
(10/3/2024)

Wisconsin
(3/4/2025)

Exams

State Security Law Exam

Series 63

Date: 9/15/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/16/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/22/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604 / SEC#: , 8-68388

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108

Mailing Address

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108

Phone number

(248) 428-8008

Established

Michigan since 07/10/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CONCORDE HOLDINGS INC.	OWNER / MANAGING MEMBER
ARNOLD, AMY PERRYMAN	CHIEF DUE DILIGENCE OFFICER	3037672
DELONGCHAMP, DANIELLE LEIGH	PRESIDENT AND CHIEF EXECUTIVE OFFICER	4901901
GAKENHEIMER, JOHN HERBERT	REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL	810171
HOFER, KATHLEEN ANN	FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER	1087639
LOBERG, NICHOLAS	DIRECTOR OF BROKERAGE OPERATIONS	6778518
MCMURRY, KEITH	CHIEF OPERATIONS OFFICER	5647966
STACEY, JENNIFER LEIGH	CHIEF COMPLIANCE OFFICER	2536581
WOOLSON, NICOLE RENEE	DIRECTOR OF COMPLIANCE	3143232

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Katie R. Rienas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Katie Ruth Rienas's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORDE INVESTMENT SERVICES, LLC

GREAT POINT CAPITAL LLC

REALTA EQUITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/15/2023

Series 7TO

Date: 11/16/2022

SIE

Date: 7/22/2021

FINRA

Current Firm

CONCORDE INVESTMENT SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CONCORDE INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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