KC
Kristan Carmona
HAMILTON LANE SECURITIES LLC
Conshohocken, PA 19428
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CRD#: 7455570
KC
Professional summary
Kristan Carmona is a registered financial professional currently at HAMILTON LANE SECURITIES LLC located in Conshohocken, Pennsylvania.
Kristan is registered as a RR (Registered Representative) and started their career in finance in 2022. Kristan has worked at 1 firm and has passed the Series 63, SIE and Series 7TO exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kristan Carmona's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2022 - Present
HAMILTON LANE SECURITIES LLC
Office #1: 110 Washington Street Suite 1300, Conshohocken, PA 19428BD
CRD#: 281510
Conshohocken, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/16/2023)
RR
Alaska(3/16/2023)
RR
Arizona(3/16/2023)
RR
Arkansas(3/16/2023)
RR
California(3/16/2023)
RR
Colorado(3/16/2023)
RR
Connecticut(3/16/2023)
RR
Delaware(3/16/2023)
RR
District of Columbia(3/16/2023)
RR
Florida(3/16/2023)
RR
Georgia(3/16/2023)
RR
Hawaii(3/16/2023)
RR
Idaho(3/16/2023)
RR
Illinois(3/16/2023)
RR
Indiana(3/16/2023)
RR
Iowa(3/16/2023)
RR
Kansas(3/16/2023)
RR
Kentucky(3/16/2023)
RR
Louisiana(3/16/2023)
RR
Maine(3/16/2023)
RR
Maryland(3/16/2023)
RR
Massachusetts(3/16/2023)
RR
Michigan(3/16/2023)
RR
Minnesota(3/16/2023)
RR
Mississippi(3/16/2023)
RR
Missouri(3/16/2023)
RR
Montana(3/16/2023)
RR
Nebraska(3/16/2023)
RR
Nevada(3/16/2023)
RR
New Hampshire(3/16/2023)
RR
New Jersey(3/16/2023)
RR
New Mexico(3/16/2023)
RR
New York(3/16/2023)
RR
North Carolina(3/16/2023)
RR
North Dakota(3/16/2023)
RR
Ohio(3/16/2023)
RR
Oklahoma(3/16/2023)
RR
Oregon(3/16/2023)
RR
Pennsylvania(8/22/2022)
RR
Rhode Island(3/16/2023)
RR
South Carolina(3/16/2023)
RR
South Dakota(3/16/2023)
RR
Tennessee(3/16/2023)
RR
Texas(3/16/2023)
RR
Utah(3/16/2023)
RR
Vermont(3/16/2023)
RR
Virginia(3/16/2023)
RR
Washington(3/16/2023)
RR
West Virginia(3/16/2023)
RR
Wisconsin(3/16/2023)
RR
Wyoming(3/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/11/2021
General Securities Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
HL
HAMILTON LANE SECURITIES LLC
HAMILTON LANE SECURITIES LLC
CRD#: 281510 / SEC#: , 8-69675
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
110 Washington Street Suite 1300, Conshohocken, PA 19428
Mailing Address
110 Washington Street Suite 1300, Conshohocken, PA 19428
Phone number
(610) 934-2222
Established
Delaware since 08/17/2015
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
