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AK

Alan C. Kerlidou

AUGMENT CAPITAL
Austin, TX 78701
Some features on this profile are disabled
CRD#: 7453189
AK

Professional summary

Alan Christian Kerlidou, who also goes by Alan Kerlidou, is a registered financial professional currently at AUGMENT CAPITAL, LLC located in Austin, Texas.

Alan is registered as a RR (Registered Representative) and started their career in finance in 2022. Alan has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alan Kerlidou

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan Christian Kerlidou's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 8, 2025 - Present

AUGMENT CAPITAL, LLC

Office #1: 1204 San Antonio Street Second Floor, Austin, TX 78701
BD
CRD#: 322519
Austin, TX
Past

March 17, 2025 - April 23, 2025

STARTENGINE PRIMARY LLC

BD
CRD#: 291773
BURBANK, CA
Past

January 24, 2023 - January 17, 2025

LINQTO CAPITAL

BD
CRD#: 314557
NEW YORK, NY
Past

February 9, 2022 - January 13, 2023

RAINMAKER SECURITIES, LLC

BD
CRD#: 132995
CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(8/8/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/22/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/9/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/5/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AC
AUGMENT CAPITAL, LLC
AUGMENT CAPITAL, LLC

CRD#: 322519 / SEC#: , 8-70989

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Mailing Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Phone number
(757) 298-9839
Established
Delaware since 06/02/2022
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AUGMENT MARKETS, INC.MEMBER
CRAWLEY, ADAM PATRICKCHIEF EXECUTIVE OFFICER5172272
TESLA, DEETRA MARIECHIEF COMPLIANCE OFFICER2567278
THORNTON, STEVEN LEEFINOP4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AUGMENT CAPITAL, LLC

CRD#: 322519Austin, TX 78701

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