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Alan Christian Kerlidou

AUGMENT CAPITAL
AUSTIN, TX
·CRD# 7453189·5 years registered

Professional Summary

Alan Christian Kerlidou, who also goes by Alan Kerlidou, is a registered financial advisor currently at AUGMENT CAPITAL, LLC located in Austin, Texas. Alan is registered as a RR (Registered Representative) and started their career in finance in 2022. Alan has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alan Kerlidou

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years registered in the securities industry

Current & Past Employments

Current

AUGMENT CAPITAL, LLCCurrent·CRD# 322519
BD
1204 San Antonio Street Second Floor, Austin, TX 78701
August 8, 2025 - Present

Past

STARTENGINE PRIMARY LLCPast·CRD# 291773
BD
Burbank, CA
March 17, 2025 - April 23, 2025
LINQTO CAPITALPast·CRD# 314557
BD
New York, NY
January 24, 2023 - January 17, 2025
RAINMAKER SECURITIES, LLCPast·CRD# 132995
BD
Coral Gables, FL
February 9, 2022 - January 13, 2023

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Current Firm

AC
AUGMENT CAPITAL, LLC

AUGMENT CAPITAL, LLC

CRD#: 322519 / SEC#: 8-70989
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1204 San Antonio Street Second Floor, Austin, TX 78701

Mailing Address

1204 San Antonio Street Second Floor, Austin, TX 78701

Phone Number

(917) 626-5512

Established

Delaware since 06/02/2022

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AUGMENT MARKETS, INC.MEMBER—
KURIAN, ANDREW SPENCERCHIEF COMPLIANCE OFFICER2756309
THORNTON, STEVEN LEEFINOP4496384
WIGET, CYRILL PIUSCHIEF EXECUTIVE OFFICER6993336

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(8/8/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2024About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2021About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Alan Christian Kerlidou's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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