Jarrett A. Torromeo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jarrett Anthony Torromeo, who also goes by Jarrett Torromeo, was a registered financial professional .
Jarrett is a previously registered financial professional and started their career in finance in 2022. Jarrett had worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2022 - April 17, 2025
J.M LUMMIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/30/2022
General Securities Representative ExaminationCurrent Firm
J.M LUMMIS SECURITIES, INC.
CRD#: 43818 / SEC#: , 8-50435
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J. M. LUMMIS & COMPANY, INC. | SHAREHOLDER | |
| LUMMIS, DAVID CARLETON | PRESIDENT/CEO, CCO | 2936177 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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