Gustavo Jose Chavez
Professional Summary
Gustavo Jose Chavez is a registered financial advisor currently at ALPHA CAPITAL LLC located in Lubbock, Texas. Gustavo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Gustavo has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
2 years in the financial services industry
Current & Past Employments
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Current Firm
ALPHA CAPITAL LLC | ALPHA CAPITAL, LLC
Contact Information
Main Address
6213 98th Street, Lubbock, TX 79424Phone Number
(806) 300-0401# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
240AUM (Assets Under Management)
$67,785,990Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/23/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Gustavo Jose Chavez's CRS (Customer Relationship Summary).
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