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KS

Kyle E. Shelley

CAPULENT LLC
Southlake, TX 76092
Some features on this profile are disabled
CRD#: 7438167
KS

Professional summary

Kyle Edward Shelley is a registered financial professional currently at CAPULENT LLC located in Southlake, Texas.

Kyle is registered as a RR (Registered Representative) and started their career in finance in 2022. Kyle has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kyle Edward Shelley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 21, 2022 - Present

CAPULENT LLC

Office #1: 2106 E State Hwy 114, Southlake, TX 76092
BD
CRD#: 155155
Southlake, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(6/2/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 6/2/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/8/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/12/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/6/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CL
CAPULENT LLC
BARNARD/MONTAGUE SECURITIES, LLC | CROWDTRADE | CAPULENT SECURITIES | CAPULENT LLC | BERING STRAIT CAPITAL, LLC | BERING STRAIT CAPITAL , LLC

CRD#: 155155 / SEC#: , 8-68699

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
4144 N 44th Street Ste 3, Phoenix, AZ 85018
Mailing Address
4144 N 44th Street Ste 3, Phoenix, AZ 85018
Phone number
(800) 255-5181
Established
California since 06/04/2010
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMYS, JENNIFER TMEMBER
BACHMAN, JUSTIN MATTHEWCEO6412695
FERNANDEZ, EDWARD ERICMEMBER2956661
COLLINS, ELIZABETH SARAHFINOP/CFO/POO/PFO4714831
HSU, DAVID CHENG-WEICCO4140214

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPULENT LLC

CRD#: 155155Southlake, TX 76092

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