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JB

Justin Matthew Bachman

CAPULENT
Irvine, CA
·CRD# 6412695·11 years experience

Professional Summary

Justin Matthew Bachman, who also goes by Justin Mathew Bachman, is a registered financial advisor currently at CAPULENT LLC located in Irvine, California. Justin is registered as a RR (Registered Representative) and started their career in finance in 2015. Justin has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 79 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Justin Mathew Bachman

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

CAPULENT LLC·CRD# 155155
BD
1. 2603 Main St Ste 1050, Irvine, CA 926142. 3200 E Camelback Rd Ste 130, Phoenix, AZ 85018
May 26, 2016 - Present
BROKERBANK SECURITIES, INC.·CRD# 130116
BD
Minnetonka, MN
April 23, 2015 - May 26, 2016

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Current Firm

CL
CAPULENT LLC

BARNARD/MONTAGUE SECURITIES, LLC | CROWDTRADE | CAPULENT SECURITIES | CAPULENT LLC | BERING STRAIT CAPITAL, LLC | BERING STRAIT CAPITAL , LLC

CRD#: 155155 / SEC#: 8-68699
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

3200 E Camelback Rd Ste 130, Phoenix, AZ 85018

Mailing Address

3200 E Camelback Rd Ste 130, Phoenix, AZ 85018

Phone Number

(800) 255-5181

Established

California since 06/04/2010

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (48 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BACHMAN, JUSTIN MATTHEWCEO6412695
AMYS, JENNIFER TMEMBER—
FERNANDEZ, EDWARD ERICMEMBER2956661
COLLINS, ELIZABETH SARAHFINOP/CFO/POO/PFO4714831
HSU, DAVID CHENG-WEICCO4140214

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(12/3/2018)
RR
Alaska
(8/22/2017)
RR
Arizona
(2/16/2017)
RR
Arkansas
(3/10/2021)
RR
California
(5/26/2016)
RR
Colorado
(8/31/2017)
RR
Connecticut
(10/13/2017)
RR
Delaware
(3/23/2021)
RR
District of Columbia
(5/31/2019)
RR
Florida
(10/27/2017)
RR
Georgia
(8/16/2017)
RR
Hawaii
(11/1/2021)
RR
Idaho
(4/27/2021)
RR
Illinois
(4/4/2018)
RR
Indiana
(8/24/2023)
RR
Iowa
(8/15/2017)
RR
Kansas
(7/14/2021)
RR
Louisiana
(8/15/2017)
RR
Maine
(9/27/2018)
RR
Maryland
(10/10/2017)
RR
Massachusetts
(5/8/2018)
RR
Michigan
(4/20/2018)
RR
Minnesota
(9/28/2021)
RR
Missouri
(4/2/2021)
RR
Montana
(8/17/2018)
RR
Nebraska
(2/8/2019)
RR
Nevada
(6/17/2019)
RR
New Hampshire
(4/7/2021)
RR
New Jersey
(10/24/2017)
RR
New Mexico
(8/30/2017)
RR
New York
(8/15/2017)
RR
North Carolina
(8/18/2017)
RR
North Dakota
(12/2/2020)
RR
Ohio
(8/24/2017)
RR
Oklahoma
(6/30/2021)
RR
Oregon
(8/30/2017)
RR
Pennsylvania
(10/17/2017)
RR
Rhode Island
(9/7/2018)
RR
South Carolina
(12/22/2020)
RR
South Dakota
(7/14/2021)
RR
Texas
(9/18/2017)
RR
Utah
(3/9/2018)
RR
Vermont
(2/21/2018)
RR
Virginia
(9/1/2017)
RR
Washington
(11/14/2017)
RR
West Virginia
(2/23/2021)
RR
Wisconsin
(4/20/2018)
RR
Wyoming
(3/9/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2015About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 82 — Limited Representative-Private Securities Offerings

Passed Nov 2016About the Series 82 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jan 2015About the Series 79 exam

Series 24 — General Securities Principal Examination

Passed Nov 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Justin Matthew Bachman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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