Vivan Maheshwari
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vivan Maheshwari was a registered financial professional .
Vivan is a previously registered financial professional and started their career in finance in 2021. Vivan had worked at 2 firms and has passed the SIE and Series 57TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2022 - August 30, 2022
OPTIVER US LLC
November 8, 2021 - July 20, 2022
AMS DERIVATIVES B.V.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 11/8/2021
Securities Trader ExamCurrent Firm
OPTIVER US LLC
CRD#: 128030 / SEC#: , 8-66083
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OPTIVER PARTNERSHIP US LP | PARENT COMPANY | |
| BRINKHUIS, RUTGER HENDRIK | CHIEF EXECUTIVE OFFICER/MANAGING DIRECTOR - US | 6753961 |
| COLEMAN, KEVIN PAUL | CHIEF COMPLIANCE OFFICER | 6254324 |
| COONEY, PATRICK JAMES | MANAGING DIRECTOR - EUROPE | 7001978 |
| DEATON, MICHAEL WILLIAM | CHIEF FINANCIAL OFFICER / FINOP / PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER | 2964800 |
| ITKIN, ALEXANDER SAMUEL | CHIEF TECHNOLOGY OFFICER; MANAGER OF OPTIVER PARTNERSHIP US LP | 5967037 |
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
Red Flags
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