GG
Giancarlo M. Guizado
TRANSAMERICA RETIREMENT ADVISORS
Philadelphia, PA
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CRD#: 7433571
GG
Professional summary
Giancarlo Marcelo Guizado is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Philadelphia, Pennsylvania and TRANSAMERICA INVESTORS SECURITIES, LLC located in Davenport,, Florida.
Giancarlo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Giancarlo has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business; H&R Block whether the business is investment-related; NOT Investment Related the address of the other business; 185 Ridge Ave, Philadelphia, PA 19128 the nature of the other business; Taxes your position;Tax Preparer title, or relationship with the other business; Employee the start date of your relationship; 01/01/2025 the approximate number of hours/month you devote to the other business; 40 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Prepare taxes for exclusively for clients of H&R Block
CRS (Client Relationship Summary) - RIA
Click below to view Giancarlo Marcelo Guizado's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 13, 2023 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
Philadelphia, PA
Current
December 13, 2023 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
Davenport,, FL
Past
April 10, 2023 - December 12, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
WAYNE, PA
Past
April 10, 2023 - December 12, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
WAYNE, PA
Past
September 6, 2022 - March 29, 2023
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Wayne, PA
Past
April 11, 2022 - March 29, 2023
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Wayne, PA
Past
February 3, 2022 - March 9, 2022
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BALA CYNWYD, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.
CRD#: 107319 / SEC#: 801-42910
RIA
Registered Investment Advisory firm - (12/16/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/13/2023)
RR
Alaska(12/13/2023)
RR
Arizona(12/13/2023)
RR
Arkansas(12/13/2023)
RR
California(12/13/2023)
RR
Colorado(12/13/2023)
RR
Connecticut(12/13/2023)
RR
Delaware(12/13/2023)
RR
District of Columbia(12/13/2023)
RR
Florida(12/13/2023)
RR
Georgia(12/13/2023)
RR
Hawaii(12/13/2023)
RR
Idaho(12/13/2023)
RR
Illinois(12/13/2023)
RR
Indiana(12/13/2023)
RR
Iowa(12/13/2023)
RR
Kansas(12/13/2023)
RR
Kentucky(12/13/2023)
RR
Louisiana(12/13/2023)
RR
Maine(12/13/2023)
RR
Maryland(12/13/2023)
RR
Massachusetts(12/13/2023)
RR
Michigan(12/13/2023)
RR
Minnesota(12/13/2023)
RR
Mississippi(12/13/2023)
RR
Missouri(12/13/2023)
RR
Montana(12/13/2023)
RR
Nebraska(12/13/2023)
RR
Nevada(12/13/2023)
RR
New Hampshire(12/13/2023)
RR
New Jersey(12/13/2023)
RR
New Mexico(12/13/2023)
RR
New York(12/13/2023)
RR
North Carolina(12/13/2023)
RR
North Dakota(12/13/2023)
RR
Ohio(12/14/2023)
RR
Oklahoma(12/13/2023)
RR
Oregon(12/13/2023)
RR
Pennsylvania(12/13/2023)
IAR
Pennsylvania(12/13/2023)
RR
Puerto Rico(12/13/2023)
RR
Rhode Island(12/13/2023)
RR
South Carolina(12/13/2023)
RR
South Dakota(12/13/2023)
RR
Tennessee(12/13/2023)
RR
Texas(12/13/2023)
RR
Utah(12/13/2023)
RR
Vermont(12/13/2023)
RR
Virginia(12/13/2023)
RR
Washington(12/13/2023)
RR
West Virginia(12/13/2023)
RR
Wisconsin(12/13/2023)
RR
Wyoming(12/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/14/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 2/3/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.
CRD#: 107319 / SEC#: 801-42910
RIA
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Contact information
Main Address
6400 C Street Sw, Cedar Rapids, IA 52499
Mailing Address
Phone number
(866) 368-0566
Established
Firm type
Fiscal year end
# of Employees
383
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
