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FIRM PROFILE
Overview
TRANSAMERICA INVESTORS SECURITIES, LLC is located at 440 Mamaroneck Avenue, Harrison, NY 10528 and was first established at Woodbridge, Delaware in 12/31/2024. After operating for 0 years, TRANSAMERICA INVESTORS SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TRANSAMERICA INVESTORS SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. TRANSAMERICA INVESTORS SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TRANSAMERICA INVESTORS SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TRANSAMERICA INVESTORS SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TRANSAMERICA INVESTORS SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TRANSAMERICA INVESTORS SECURITIES, LLC Comes From
Understanding the Statistics for TRANSAMERICA INVESTORS SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
440 Mamaroneck Avenue, Harrison, NY 10528
440 Mamaroneck Avenue, Harrison, NY 10528
Large
(914) 627-3000
Delaware since 12/31/2024
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | ||
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 | |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 | |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 | |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
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Advisor's working at TRANSAMERICA INVESTORS SECURITIES, LLC
Jake Nicholas Foldenaur
Carlan David Strand
Randall Scott Kensinger
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