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GM

Garth M. Martin

ENVOY SECURITIES
Charlotte, NC 28203
Some features on this profile are disabled
CRD#: 7433278
GM

Professional summary

Garth Mitchell Martin is a registered financial professional currently at ENVOY SECURITIES located in Charlotte, North Carolina.

Garth is registered as a RR (Registered Representative) and started their career in finance in 2021. Garth has worked at 2 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 79TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Garth Mitchell Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 23, 2024 - Present

ENVOY SECURITIES

Office #1: 1422 S Tryon St, Ste 300, Charlotte, NC 28203
BD
CRD#: 327493
Charlotte, NC
Past

November 18, 2021 - May 11, 2023

7M SECURITIES, LLC

BD
CRD#: 153895
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/1/2025)
RR
New York
(7/1/2024)
RR
North Carolina
(3/21/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/13/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/2/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 2/23/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/18/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/10/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/11/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ES
ENVOY SECURITIES
ENVOY SECURITIES | ENVOY SECURITIES LLC

CRD#: 327493 / SEC#: , 8-71118

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
1422 S Tryon St, Ste 300, Charlotte, NC 28203
Mailing Address
1422 S Tryon St, Ste 300, Charlotte, NC 28203
Phone number
(704) 251-5164
Established
Delaware since 05/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ENVOY CAPITAL ADVISORS LLCMANAGING MEMBER
MARTIN, GARTH MITCHELLMANAGING DIRECTOR7433278
POSTIGO, KEVIN ANDREDIRECTOR6343857
SCHLEIFER, JUSTIN HAYESCHIEF COMPLIANCE OFFICER/FINOP5977433

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENVOY SECURITIES

CRD#: 327493Charlotte, NC 28203

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