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Peter Messenger

INVESTEC SECURITIES (US) LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 7429574
PM

Professional summary

Peter Messenger is a registered financial professional currently at INVESTEC SECURITIES (US) LLC located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2021. Peter has worked at 2 firms and has passed the Series 63, Series 52TO, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Messenger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 18, 2024 - Present

INVESTEC SECURITIES (US) LLC

Office #1: 10 East 53rd Street 22nd Floor, New York, NY 10022
BD
CRD#: 138421
New York, NY
Past

September 18, 2021 - March 8, 2024

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/18/2024)
RR
Ohio
(3/18/2024)
RR
Texas
(3/18/2024)
RR
Virginia
(3/18/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/8/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 10/8/2021
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/18/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/9/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

IS
INVESTEC SECURITIES (US) LLC
INVESTEC SECURITIES (US) LLC

CRD#: 138421 / SEC#: , 8-67162

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
10 East 53rd Street 22nd Floor, New York, NY 10022
Mailing Address
10 East 53rd Street 22nd Floor, New York, NY 10022
Phone number
(212) 259-5609
Established
Delaware since 09/14/2005
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INVESTEC USA HOLDINGS CORP.SOLE MEMBER
GREEN, JONATHAN EVANGENERAL COUNSEL, MANAGER AND DIRECTOR7964267
HADZIC, EMINACHIEF COMPLIANCE OFFICER (08/2025), CORPORATE SECRETARY (05/2022)6316232
NAROV, STEVECHIEF FINANCIAL OFFICER, FINOP, PFO, POO, BRANCH OFFICE MANAGER AND GENERAL SECURITIES PRINCIPAL3060331
ROSENBLUM, SCOTT S.NON-EMPLOYEE DIRECTOR4251370
SUMNER, NOEL JUSTINNON-EMPLOYEE DIRECTOR7448843
VAN DER WALT, MARLENON-EMPLOYEE DIRECTOR7694588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESTEC SECURITIES (US) LLC

CRD#: 138421New York, NY 10022

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