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FIRM PROFILE
Overview
INVESTEC SECURITIES (US) LLC is located at 10 East 53rd Street 22nd Floor, New York, NY 10022 and was first established at New York, Delaware in 09/14/2005. After operating for 20 years, INVESTEC SECURITIES (US) LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of INVESTEC SECURITIES (US) LLC’s clients are individuals and 0% of their clients are high net worth individuals. INVESTEC SECURITIES (US) LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at INVESTEC SECURITIES (US) LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access INVESTEC SECURITIES (US) LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at INVESTEC SECURITIES (US) LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for INVESTEC SECURITIES (US) LLC Comes From
Understanding the Statistics for INVESTEC SECURITIES (US) LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
10 East 53rd Street 22nd Floor, New York, NY 10022
10 East 53rd Street 22nd Floor, New York, NY 10022
Small
(212) 259-5609
Delaware since 09/14/2005
Limited Liability Company
March
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| INVESTEC USA HOLDINGS CORP. | SOLE MEMBER | ||
| GREEN, JONATHAN EVAN | GENERAL COUNSEL, MANAGER AND DIRECTOR | 7964267 | |
| HADZIC, EMINA | CHIEF COMPLIANCE OFFICER (08/2025), CORPORATE SECRETARY (05/2022) | 6316232 | |
| NAROV, STEVE | CHIEF FINANCIAL OFFICER, FINOP, PFO, POO, BRANCH OFFICE MANAGER AND GENERAL SECURITIES PRINCIPAL | 3060331 | |
| ROSENBLUM, SCOTT S. | NON-EMPLOYEE DIRECTOR | 4251370 | |
| SUMNER, NOEL JUSTIN | NON-EMPLOYEE DIRECTOR | 7448843 | |
| VAN DER WALT, MARLE | NON-EMPLOYEE DIRECTOR | 7694588 |
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Advisor's working at INVESTEC SECURITIES (US) LLC
Johannes Beekmans
Kate Irene Thompson Ms
Jeffrey Man-wai Cheng
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