Kelsey B. Hageman Jerman

BILTMORE FAMILY OFFICE

Charlotte, NC 28203

Some features on this profile are disabled

CRD#: 7428526

Professional summary

Kelsey Brooke Hageman Jerman, who also goes by Kelsey Brooke Hageman, is a registered financial advisor currently at BILTMORE FAMILY OFFICE, LLC located in Charlotte, North Carolina.

Kelsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kelsey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelsey Brooke Hageman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelsey Brooke Hageman Jerman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2021 - Present

BILTMORE FAMILY OFFICE, LLC

Office #1: 500 East Boulevard, Charlotte, NC 28203

RIA

CRD#: 167174

Charlotte, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BILTMORE FAMILY OFFICE, LLC

CRD#: 167174 / SEC#: 801-78011

RIA

Registered Investment Advisory firm - (5/1/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(11/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/2021

Uniform Investment Adviser Law Examination

Current Firm

BILTMORE FAMILY OFFICE, LLC

CRD#: 167174 / SEC#: 801-78011

RIA

Registered Investment Advisory firm - (5/1/2013 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

500 East Boulevard, Charlotte, NC 28203

Mailing Address

Phone number

(704) 248-5230

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BILTMORE FAMILY OFFICE ADV 2A MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	951
AUM (Assets Under Management)	$ 3,164,134,924

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
04/29/2025	Cover Page	Report
04/12/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

Jon Hoyle

INNOVATION PARTNERS LLC

Charlotte, NC

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kelsey B. Hageman Jerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelsey Brooke Hageman Jerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

BILTMORE FAMILY OFFICE, LLC

Primary Firm SEC Registration

BILTMORE FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/8/2021

Current Firm

BILTMORE FAMILY OFFICE, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BILTMORE FAMILY OFFICE, LLC

TRUST BUT VERIFY

Similar Advisors