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Nicholas J. Argentieri

PINE DISTRIBUTORS LLC
NEW YORK, NY 10019
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CRD#: 7422670
NA

Professional summary


Nicholas Joseph Argentieri, who also goes by Nicholas Argentieri, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in New York, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2021. Nicholas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nicholas Argentieri

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Nicholas Joseph Argentieri's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 6, 2025 - Present

PINE DISTRIBUTORS LLC

Office #1: 1633 Broadway Floor 48, New York, NY 10019
BD
CRD#: 323408
NEW YORK, NY
Past

November 9, 2021 - May 31, 2024

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
BOSTON, MA
Past

September 30, 2021 - May 31, 2024

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/6/2025)
RR
Alaska
(1/6/2025)
RR
Arizona
(1/6/2025)
RR
Arkansas
(1/6/2025)
RR
California
(1/6/2025)
RR
Colorado
(1/6/2025)
RR
Connecticut
(1/6/2025)
RR
Delaware
(1/6/2025)
RR
District of Columbia
(1/6/2025)
RR
Florida
(1/6/2025)
RR
Georgia
(1/6/2025)
RR
Hawaii
(1/6/2025)
RR
Idaho
(1/6/2025)
RR
Illinois
(1/6/2025)
RR
Indiana
(1/6/2025)
RR
Iowa
(1/6/2025)
RR
Kansas
(1/6/2025)
RR
Kentucky
(1/6/2025)
RR
Louisiana
(1/6/2025)
RR
Maine
(1/6/2025)
RR
Maryland
(1/6/2025)
RR
Massachusetts
(1/6/2025)
RR
Michigan
(1/6/2025)
RR
Minnesota
(1/6/2025)
RR
Mississippi
(1/6/2025)
RR
Missouri
(1/6/2025)
RR
Montana
(1/6/2025)
RR
Nebraska
(1/6/2025)
RR
Nevada
(1/6/2025)
RR
New Hampshire
(1/6/2025)
RR
New Jersey
(1/6/2025)
RR
New Mexico
(1/6/2025)
RR
New York
(1/6/2025)
RR
North Carolina
(1/6/2025)
RR
North Dakota
(1/6/2025)
RR
Ohio
(1/6/2025)
RR
Oklahoma
(1/6/2025)
RR
Oregon
(1/6/2025)
RR
Pennsylvania
(1/6/2025)
RR
Puerto Rico
(1/6/2025)
RR
Rhode Island
(1/6/2025)
RR
South Carolina
(1/6/2025)
RR
South Dakota
(1/6/2025)
RR
Tennessee
(1/6/2025)
RR
Texas
(1/6/2025)
RR
Utah
(1/6/2025)
RR
Vermont
(1/6/2025)
RR
Virgin Islands
(1/6/2025)
RR
Virginia
(1/6/2025)
RR
Washington
(1/6/2025)
RR
West Virginia
(1/6/2025)
RR
Wisconsin
(1/6/2025)
RR
Wyoming
(1/6/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/8/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/30/2021
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PINE DISTRIBUTORS LLC

CRD#: 323408New York, NY 10019

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