Timothy P. Pawul
Professional summary
Timothy Peter Pawul is a registered financial professional currently at HUDSON CAPITAL ADVISORS BD LLC located in Santa Monica, California.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2022. Timothy has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Peter Pawul's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2022 - Present
HUDSON CAPITAL ADVISORS BD LLC
Office #1: 100 Wilshire Boulevard, Suite 700, Santa Monica, CA 90401State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2022)
Exams
Series 79TO
Date: 8/8/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 5/4/2022
General Securities Representative ExaminationFINRA
Current Firm
HUDSON CAPITAL ADVISORS BD LLC
CRD#: 132424 / SEC#: , 8-66595
Contact information
FINRA licenses (9 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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