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CRD#: 132424
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

HUDSON CAPITAL ADVISORS BD LLC is located at 100 Wilshire Boulevard, Suite 700, Santa Monica, CA 90401 and was first established at Los Angeles, Delaware in 12/04/2003. After operating for 22 years, HUDSON CAPITAL ADVISORS BD LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HUDSON CAPITAL ADVISORS BD LLC’s clients are individuals and 0% of their clients are high net worth individuals. HUDSON CAPITAL ADVISORS BD LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HUDSON CAPITAL ADVISORS BD LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HUDSON CAPITAL ADVISORS BD LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HUDSON CAPITAL ADVISORS BD LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for HUDSON CAPITAL ADVISORS BD LLC Comes From

Understanding the Statistics for HUDSON CAPITAL ADVISORS BD LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
100 Wilshire Boulevard, Suite 700, Santa Monica, CA 90401
Mailing Address
100 Wilshire Boulevard, Suite 700, Santa Monica, CA 90401
Firm Size
Small
Phone Number
(310) 486-2593
Established
Delaware since 12/04/2003
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
RABEN, BRUCE IRAPRESIDENT, CEO, CCO704785
HENDERSON, STUART ROBERTFINOP1121476

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Advisor's working at HUDSON CAPITAL ADVISORS BD LLC

EB

Eric Serioj Bazil

IAR
RR
CRD#: 2084499
Location:
Nashua, NH 03063
Company:
PHOENIX INTERNATIONAL INVESTMENTS LLC
Disclosures:
Experience:
35 years
View Profile
CM

Christopher Jong Manion

Chris Manion
IAR
RR
CRD#: 6701139
Location:
Somerville, MA
Company:
PHOENIX INTERNATIONAL INVESTMENTS LLC
Disclosures:
Experience:
9 years
View Profile
KC

Kevin Gene Covert

RR
CRD#: 2375934
Location:
Santa Monica, CA 90401
Company:
HUDSON CAPITAL ADVISORS BD LLC
Disclosures:
Experience:
31 years
View Profile
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