Angelo F. Lupo
Professional summary
Angelo Frank Lupo is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Melville, New York.
Angelo is registered as a RR (Registered Representative) and started their career in finance in 2021. Angelo has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Angelo Frank Lupo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 105 Broadhollow Road, Melville, NY 11747July 1, 2024 - March 21, 2025
B. RILEY WEALTH MANAGEMENT
December 22, 2022 - June 9, 2023
NYLIFE SECURITIES LLC
November 4, 2021 - February 18, 2022
SW FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2025)
Exams
Series 7TO
Date: 11/4/2021
General Securities Representative ExaminationFINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
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