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BR

Bryan Rode

Some features on this profile are disabled
CRD#: 7412508
BR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bryan Rode was a registered financial professional .

Bryan is a previously registered financial professional and started their career in finance in 2021. Bryan had worked at 4 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 8, 2021 - November 2, 2022

JEFFERSON NATIONAL SECURITIES CORPORATION

BD
CRD#: 47582
COLUMBUS, OH
Past

September 8, 2021 - February 2, 2024

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
COLUMBUS, OH
Past

September 8, 2021 - February 2, 2024

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

September 8, 2021 - February 2, 2024

NATIONWIDE FUND DISTRIBUTORS LLC

BD
CRD#: 25910
COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 9/8/2021
Financial and Operations Principal Examination

Current Firm

JN
JEFFERSON NATIONAL SECURITIES CORPORATION
COMMONWEALTH BROKERAGE SERVICES, INC. | JEFFERSON NATIONAL SECURITIES CORPORATION | INVIVA SECURITIES CORPORATION | CONCORDE INVESTMENT GROUP

CRD#: 47582 / SEC#: , 8-51845

BD
Terminated by SEC on 01/01/2023
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 02/04/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JEFFERSON NATIONAL FINANCIAL CORP.PARENT COMPANY
HENDERSON, ERIC SHAWNPRESIDENT5396185
RABENSTINE, JAMES JAYCHIEF COMPLIANCE OFFICER2025566
ROSWELL, EWAN THEODOREFINANCIAL OPERATIONS PRINCIPAL3056545

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JEFFERSON NATIONAL SECURITIES CORPORATION

CRD#: 47582

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