Ewan Theodore Roswell
Professional Summary
Ewan Theodore Roswell is a registered financial advisor currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio and NATIONWIDE SECURITIES, LLC located in Columbus, Ohio. Ewan is registered as a RR (Registered Representative) and started their career in finance in 2019. Ewan has worked at 4 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
8 years in the financial services industry
Current & Past Employments
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Current Firm
ALLIED GROUP MERCHANT BANKING CORPORATION | VILLANOVA DISTRIBUTION SERVICES, INC. | NATIONWIDE FUND DISTRIBUTORS LLC | GARTMORE DISTRIBUTION SERVICES, INC.
Contact Information
Main Address
One Nationwide Plaza 1-18-102, Columbus, OH 43215Mailing Address
One Nationwide Plaza 1-18-102, Columbus, OH 43215Phone Number
(614) 435-6278Established
Delaware since 04/29/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | — |
| ANIANO, JOSEPH NICHOLAS | SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT GROUP | 4303290 |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ewan Theodore Roswell's CRS (Customer Relationship Summary).
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