James Jay Rabenstine
Professional Summary
James Jay Rabenstine, who also goes by Jim Rabbit Jr, Jim Rabenstine, Jr Rabenstine, Rabbit Rabenstine, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1990 - 2022. James had worked at 15 firms and has passed the Series 66, Series 63, Series 52TO, Series 72, Series 99TO, SIE, Series 3, Series 9, Series 10, Series 4, Series 27, Series 53, Series 24, Series 8 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Rabbit Jr, Jim Rabenstine, Jr Rabenstine, Rabbit Rabenstine
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
COMMONWEALTH BROKERAGE SERVICES, INC. | JEFFERSON NATIONAL SECURITIES CORPORATION | INVIVA SECURITIES CORPORATION | CONCORDE INVESTMENT GROUP
Contact Information
Established
Delaware since 02/04/1999Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 72 — Government Securities Representative Examination
Passed Jan 2023Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Mar 1990Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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