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JC

Janelle Chin

BLOOMBERG TRADEBOOK CANADA COMPANY
New York, NY 10022
Some features on this profile are disabled
CRD#: 7410879
JC

Professional summary

Janelle Chin, who also goes by Janelle Saw Yi Chin, Saw Yi Janelle Chin, is a registered financial professional currently at BLOOMBERG TRADEBOOK CANADA COMPANY located in New York, New York and BLOOMBERG TRADEBOOK LLC located in New York, New York.

Janelle is registered as a RR (Registered Representative) and started their career in finance in 2021. Janelle has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Janelle Saw Yi Chin | Saw Yi Janelle Chin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Janelle Chin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2026 - Present

BLOOMBERG TRADEBOOK CANADA COMPANY

Office #1: 731 Lexington Ave, New York, NY 10022
BD
CRD#: 313267
New York, NY
Current

January 9, 2026 - Present

BLOOMBERG TRADEBOOK LLC

Office #1: 731 Lexington Ave, New York, NY 10022
BD
CRD#: 40881
New York, NY
Past

November 8, 2022 - August 20, 2025

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC

BD
CRD#: 130847
NEW YORK, NY
Past

September 2, 2021 - October 7, 2022

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/9/2026)
RR
Alaska
(1/9/2026)
RR
Arizona
(1/9/2026)
RR
Arkansas
(1/9/2026)
RR
California
(1/9/2026)
RR
Colorado
(1/9/2026)
RR
Connecticut
(1/9/2026)
RR
Delaware
(1/9/2026)
RR
District of Columbia
(1/9/2026)
RR
Florida
(1/9/2026)
RR
Georgia
(1/9/2026)
RR
Hawaii
(1/9/2026)
RR
Idaho
(1/9/2026)
RR
Illinois
(1/9/2026)
RR
Indiana
(1/9/2026)
RR
Iowa
(1/9/2026)
RR
Kansas
(1/9/2026)
RR
Kentucky
(1/9/2026)
RR
Louisiana
(1/9/2026)
RR
Maine
(1/9/2026)
RR
Maryland
(1/9/2026)
RR
Massachusetts
(1/9/2026)
RR
Michigan
(1/9/2026)
RR
Minnesota
(1/9/2026)
RR
Mississippi
(1/9/2026)
RR
Missouri
(1/9/2026)
RR
Montana
(1/9/2026)
RR
Nebraska
(1/9/2026)
RR
Nevada
(1/9/2026)
RR
New Hampshire
(1/9/2026)
RR
New Jersey
(1/9/2026)
RR
New Mexico
(1/9/2026)
RR
New York
(1/9/2026)
RR
North Carolina
(1/9/2026)
RR
North Dakota
(1/9/2026)
RR
Ohio
(1/9/2026)
RR
Oklahoma
(1/9/2026)
RR
Oregon
(1/9/2026)
RR
Pennsylvania
(1/9/2026)
RR
Puerto Rico
(1/9/2026)
RR
Rhode Island
(1/9/2026)
RR
South Carolina
(1/9/2026)
RR
South Dakota
(1/9/2026)
RR
Tennessee
(1/9/2026)
RR
Texas
(1/9/2026)
RR
Utah
(1/9/2026)
RR
Vermont
(1/9/2026)
RR
Virginia
(1/9/2026)
RR
Washington
(1/9/2026)
RR
West Virginia
(1/9/2026)
RR
Wisconsin
(1/9/2026)
RR
Wyoming
(1/9/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/26/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/23/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/27/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

BT
BLOOMBERG TRADEBOOK LLC
BLOOMBERG TRADEBOOK | BLOOMBERG TRADEBROOK LLC | BLOOMBERG TRADEBOOK LLC

CRD#: 40881 / SEC#: , 8-49219

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
731 Lexington Ave, New York, NY 10022
Mailing Address
731 Lexington Ave, New York, NY 10022
Phone number
(212) 617-4865
Established
Delaware since 03/28/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLOOMBERG L.P.MANAGING MEMBER
KLEINBAUER, DEREK JOSEFCEO/PRESIDENT7279271
MILHAM, CHRISTOPHER MICHAELCHIEF FINANCIAL OFFICER, PFO, POO3092157
ROTELA, DOUGLAS MARTINCHIEF COMPLIANCE OFFICER5127496

Disclosures

Regulatory Event9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLOOMBERG TRADEBOOK LLC

CRD#: 40881New York, NY 10022

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